We have prepared detailed guidance on certain very important areas of the Code. This guidance is intended to help you comply with the Code, the MCS and the relevant legislation in force. It covers performance estimates, consumer protection legislation and vulnerable consumers. In addition we have prepared guidance on what to expect at the audit compliance check. This is a very thorough document that shows exactly what you will need to be able to demonstrate to pass the audit compliance check.

1. Guidance on Presentation of Performance Estimates (pdf)
2. Guidance on consumer protection legislation (pdf)
3. Guidance on audit compliance checks (xls)
4. Guidance on dealing with vulnerable consumers (pdf)
5. FAQs on third party client accounts (pdf)